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Which principles are included in defining the CMMC-AB Code of Professional Conduct?
A. Objectivity, classification, and information accuracy
B. Responsibility, classification, and information accuracy
C. Responsibility, confidentiality, and information integrity
D. Objectivity, confidentiality, and information integrity
Answer: C
Explanation:
Understanding the CMMC-AB Code of Professional ConductTheCybersecurity Maturity Model Certification Accreditation Body (CMMC-AB), now referred to asThe Cyber AB, establishes aCode of Professional Conduct (CoPC)for all individuals involved in CMMC assessments, includingCertified Assessors (CAs), Certified Professionals (CPs), and C3PAOs (Certified Third-Party Assessment Organizations).
Thecore principlesoutlined in theCMMC-AB Code of Professional Conductinclude:
* Responsibility
* CMMC professionals must takefull accountabilityfor their actions, ensuring that assessments are conducted withintegrity and professionalism.
* They mustadhere to all ethical and regulatory requirementsestablished by The Cyber AB and the DoD.
* Confidentiality
* CMMC professionals mustprotect sensitive information, includingControlled Unclassified Information (CUI)andFederal Contract Information (FCI).
* They are required toadhere to non-disclosure agreements (NDAs)and avoid improper information sharing.
* Information Integrity
* All reports, findings, and recommendations in CMMC assessments must beaccurate, unbiased, and truthful.
* Assessors mustavoid conflicts of interestand ensure that all data provided in an assessment isverifiable and free from misrepresentation.
* Answer A (Incorrect): "Classification" is not a primary principle of the CMMC-AB CoPC. The focus is on protectingCUI and FCI, not on classification procedures.
* Answer B (Incorrect): "Objectivity" is important, but it is not explicitly listed as one of the three core principles in theCMMC-AB Code of Professional Conduct.
* Answer C (Incorrect): "Classification" is not a guiding principle in the CoPC.
* Answer D (Correct):The Code of Professional Conduct explicitly emphasizes responsibility, confidentiality, and information integrity.
* The correct answer isD. Responsibility, Confidentiality, and Information Integrity.
* These principlesensure that all CMMC professionals maintain ethical standards and uphold the integrity of the certification process.
References:
CMMC-AB Code of Professional Conduct (CoPC)
The Cyber AB Ethical Guidelines
CMMC Assessment Process (CAP) Guide
NEW QUESTION # 68
An assessor has been working with an OSC's point of contact to plan and prepare for their upcoming assessment. What is one of the MOST important things to remember when analyzing requirements for an assessment?
A. The initial plan cannot be changed once agreed upon.
B. Scoping an assessment is easy and worry-free.
C. There is a determined amount of time that the OSC's point of contact has to submit evidence and rough order-of-magnitude.
D. Assessors need to continuously review and update the requirements and plan for the assessment as information is gathered.
Answer: D
Explanation:
Planning and preparing for aCMMC assessmentinvolves collaboration between theassessorand theOrganization Seeking Certification (OSC)to determine scope, required evidence, and logistics. This planning process isdynamicand must adapt as new information emerges.
Assessment Scope and Requirements May Change
As assessors gather evidence and analyze the environment,new details about assets, networks, and security controlsmay require adjustments to the assessment plan.
TheCMMC Assessment Process (CAP) Guideemphasizes that assessmentrequirements and scope should be continuously reviewed and updatedto reflect real-time findings.
Assessors Follow an Adaptive Approach
DuringCMMC assessments, organizations may discover additionalFCI or CUI assets, which can change the required security practices to be evaluated.
Assessors shouldrevise the assessment approach accordinglyrather than strictly following an initial, unchangeable plan.
A). Scoping an assessment is easy and worry-free#Incorrect
Scoping is acritical and complex processthat requires careful evaluation of the OSC's information systems and assets.
CMMC Scoping Guidestates thatidentifying in-scope assets is crucial and requires significant effort.
B). The initial plan cannot be changed once agreed upon#Incorrect
Theinitial assessment plan is a starting point, butit must be flexiblebased on real-time findings.
CMMC CAP Guideemphasizescontinuous refinementduring the assessment process.
C). There is a determined amount of time that the OSC's point of contact has to submit evidence and rough order-of-magnitude#Incorrect While there aretimelines, the key focus is ensuring thatall necessary evidence is gathered accuratelyrather than rushing to meet a strict deadline.
CMMC Assessment Process (CAP) Guide- States that assessment requirements and planning should be updated as additional information is gathered.
CMMC Scoping Guide (Nov 2021)- Explains that assessors must continually refinein-scope assets and requirementsthroughout the process.
Why the Correct Answer is "D"?Why Not the Other Options?Relevant CMMC 2.0 References:Final Justification:Assessment planning is a dynamic process.Assessors must continuously review and update the requirements and planas new information emerges, makingDthe correct answer.
NEW QUESTION # 69
When are data and documents with legacy markings from or for the DoD required to be re-marked or redacted?
A. When a derivative document's original information is not CUI
B. When the document is considered secret
C. When under the control of the DoD
D. When a document is being shared outside of the organization
Answer: D
Explanation:
Background on Legacy Markings and CUI
Legacy markings refer to classification labels used before the implementation of theControlled Unclassified Information (CUI) ProgramunderDoD Instruction 5200.48.
Documents with legacy markings (such as "For Official Use Only" (FOUO) or "Sensitive But Unclassified" (SBU)) must be reviewed for re-marking or redaction to align withCUI requirements.
When Must Legacy Markings Be Updated?
If the document is retained internally (Answer A - Incorrect): Documents under DoD control do not require immediate re-marking unless they are being shared externally.
If the document is classified as Secret (Answer B - Incorrect): This question is aboutCUI, not classified information. Secret-level documents follow different marking rules underDoD Manual 5200.01.
If a document is being shared externally (Answer C - Correct):
According toDoD Instruction 5200.48, Section 3.6(a), organizations mustreview legacy markings before sharing documents outside the organization.
The document must bere-markedin compliance with the CUI Program before dissemination.
If the original document does not contain CUI (Answer D - Incorrect): The original source document's status does not affect the requirement to re-mark a derivative document if it contains CUI.
Conclusion
The correct answer isC: Documents with legacy markings must bere-marked or redacted when being shared outside the organizationto comply with DoD CUI guidelines.
DoD Instruction 5200.48(Controlled Unclassified Information)
CUI Marking Handbook by NARA(National Archives and Records Administration) CMMC 2.0 Scoping Guide for CUI Environments
NEW QUESTION # 70
According to the Configuration Management (CM) domain, which principle is the basis for defining essential system capabilities?
A. Essential concern
B. Least functionality
C. Separation of duties
D. Least privilege
Answer: B
Explanation:
Understanding the Principle of Least Functionality in the CM DomainTheConfiguration Management (CM) domainin CMMC 2.0 focuses on maintaining the security and integrity of an organization's systems through controlled configurations and restrictions on system capabilities.
The principle ofLeast Functionalityrefers to limiting a system's features, services, and applications to only those necessary for its intended purpose. This principle reduces the attack surface by minimizing unnecessary components that could be exploited by attackers.
* CMMC Practice CM.L2-3.4.6 (Use Least Functionality)explicitly states:"Employ the principle of least functionality by configuring organizational systems to provide only essential capabilities."
* Thegoalis to prevent unauthorized or unnecessary applications, services, and ports from running on the system.
* Examples of Implementation:
* Disabling unnecessary services, such as remote desktop access if not required.
* Restricting software installation to approved applications.
* Blocking unused network ports and protocols.
* A. Least Privilege
* This principle (associated with Access Control) ensures that users and processes have only the minimum level of access necessary to perform their jobs.
* It is relevant to CMMC PracticeAC.L2-3.1.5 (Least Privilege)but does not define system capabilities.
* B. Essential Concern
* There is no officially recognized cybersecurity principle called "Essential Concern" in CMMC, NIST, or related frameworks.
* D. Separation of Duties
* This principle (covered under CMMCAC.L2-3.1.4) ensures that no single individual has unchecked control over critical functions, reducing the risk of fraud or abuse.
* While important for security, it does not define essential system capabilities.
* CMMC 2.0 Level 2 Assessment Guide - Configuration Management (CM) Domain
* CM.L2-3.4.6 mandatesleast functionalityto enhance security by removing unnecessary features.
* NIST SP 800-171 (which CMMC is based on) - Requirement 3.4.6
* States:"Limit system functionality to only the essential capabilities required for organizational missions or business functions."
* NIST SP 800-53 - Control CM-7 (Least Functionality)
* Provides detailed recommendations on configuring systems to operate with only necessary features.
Justification for the Correct Answer: Least Functionality (C)Why Other Options Are IncorrectOfficial CMMC and NIST ReferencesConclusionTheprinciple of Least Functionality (C)is the basis for defining essential system capabilities in theConfiguration Management (CM) domainof CMMC 2.0. By applying this principle, organizations reduce security risks by ensuring that only the necessary functions, services, and applications are enabled.
NEW QUESTION # 71
How are the Final Recommended Assessment Findings BEST presented?
A. Using a C3PAO-provided template that is preferred by the OSC
B. Using the CMMC Findings Brief template
C. Using the proprietary template created by the Lead Assessor after approval from the C3PAO
D. Using a C3PAO-branded version of the CMMC Findings Brief template
Answer: B
NEW QUESTION # 72
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