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ISACA Advanced in AI Audit Sample Questions (Q97-Q102):NEW QUESTION # 97
The PRIMARY objective of auditing AI systems is to:
- A. Identify biases and decision transparency.
- B. Maximize system efficiency and throughput.
- C. Minimize algorithm latency and information storage impacts.
- D. Optimize user experience and interface satisfaction.
Answer: A
Explanation:
The AAIA™ Study Guide outlines the primary goal of auditing AI systems as ensuring that they operate ethically, transparently, and fairly. This includes identifying potential biases in decision-making and confirming that the rationale behind outcomes can be explained and understood.
"The key focus of an AI audit is to evaluate whether the system performs within the parameters of fairness, legality, and accountability. This involves testing for bias and ensuring decision-making transparency." Options B, C, and D refer to performance and usability concerns, which are secondary to the ethical and governance-focused purpose of AI audits.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "AI in Audit Processes," Subsection: "Purpose and Scope of AI Audits"
NEW QUESTION # 98
An organization deploys a complex AI model to support credit risk assessments. Stakeholders find the model' s output difficult to interpret. Which of the following BEST improves interpretability?
- A. Training stakeholders to interpret AI outputs
- B. Reducing the model's complexity
- C. Developing documentation and visual tools explaining how the model generates outputs
- D. Implementing a rule-based system to validate the AI model's decisions
Answer: C
Explanation:
AAIA emphasizes thattransparency and interpretabilityrequire clear explanations of how the model functions, what features drive predictions, and how decisions are derived.
Creating documentation and visual interpretability tools (option C) provides:
* Feature importance breakdowns
* Decision pathway visualizations
* Examples of prediction reasoning
* Plain-language explanations for nontechnical stakeholders
* Evidence that can be validated during audits
While training stakeholders (A) is helpful, it does not make the model itself clearer.
A rule-based system (B) supports validation, not interpretability.
Simplifying the model (D) may affect accuracy and is not necessary if documentation and interpretability tooling solve the issue.
Therefore, the best approach is to improve interpretability through clear documentation and visualization.
References:
AAIA Domain 5: Explainability and Transparency Controls
AAIA Domain 3: Auditability and Documentation Requirements
NEW QUESTION # 99
When using off-the-shelf AI models, which of the following is the MOST appropriate way for organizations to approach vendor management?
- A. Establish responsibility and clear terms for model updates and support.
- B. Ensure a minimum of three quotes have been obtained for market research and comparison.
- C. Use the vendor only if the contract has been reviewed by the information security department.
- D. Only use models from vendors with globally recognized accreditation.
Answer: A
NEW QUESTION # 100
An IS auditor is testing an AI-based fraud detection system that flags suspicious transactions and finds that the system has a high false positive rate. Which of the following testing methods should be prioritized to BEST optimize the detection rate?
- A. Cross-validation testing
- B. Regression testing
- C. Substantive testing
- D. Benford's Law analysis
Answer: A
NEW QUESTION # 101
An IS auditor is performing an inventory audit for a manufacturing organization. Which of the following would BEST enable the auditor to identify types of products without assistance from organizational staff?
- A. Natural language processing
- B. Robotic process automation (RPA)
- C. Speech modeling
- D. Computer vision
Answer: D
NEW QUESTION # 102
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