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Free PDF 2026 ISO-45001-Lead-Auditor: PECB Certified ISO 45001 Lead Auditor Exam

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Free PDF 2026 ISO-45001-Lead-Auditor: PECB Certified ISO 45001 Lead Auditor Exam

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PECB Certified ISO 45001 Lead Auditor Exam Sample Questions (Q14-Q19):NEW QUESTION # 14
You are an audit team leader conducting an ISO 45001 Stage 2 audit of a nautical college that provides courses for those working in the maritime sector. The College Principal is absent, and the Deputy Principal represents top management.
At the closing meeting attended solely by the Deputy Principal, you inform him that you have found numerous gaps in the OHSMS processes which constitute poor planning and control of the OHSMS. Your team raises a large number of findings including major nonconformities, minor nonconformities, and opportunities for improvement.
Select three of the options which would represent major nonconformities from the evidence described.
  • A. Some of the college staff did not wear personal protective equipment (PPE) during fire drills.
  • B. The college curriculum did not include detailed coverage of martime regulations concerning the safety of life at sea.
  • C. Rainwater dripping from the ceiling in a corridor presented a slip hazard with no mitigating action being taken.
  • D. Fire Marshalls had not been appointed to manage emergency response in the event of a fire breaking out at the college.
  • E. No internal audits of the OHSMS had been conducted because the report from the consultant appointed to plan, implement, and maintain the internal audit programme was not complete.
  • F. Students were not given OH&S safety training during their initiation to the courses being undertaken.
  • G. Student Union representatives were unaware of the OH&S policy of the college.
  • H. College staff members were not consulted by an external OH&S consultant who was appointed to plan, establish, and maintain the OHSMS.
Answer: D,E,F

NEW QUESTION # 15
At a wall before sweeping up the reside into baskets. They have asked to see the criteria (in this case work instructions) relating to this process and find that workers are following the instructions given. The auditor in training, however, considers the process to be dangerous and wants to raise a nonconformity against clause
8.1.1.
How would you react? Select four.
  • A. Ask the workers if they have been consulted as to how safe they believe the activity is and whether they have ever been injured.
  • B. Advise the auditor in training that they cannot raise a nonconformity against 8.1.1 as there is no evidence that the planned and implemented process is not effectively handling waste safely.
  • C. Advise the auditor in training to focus on hazard identification and any subsequent assessment of OH&S risks prior to making a determination.
  • D. Support the auditor in training's decision to raise a nonconformity against 8.1.1 as you share their view that the process is dangerous.
  • E. Invite the auditor in training to take part in breaking bottles to determine if the process really is dangerous or not. Providing they are not hurt, take no additional action.
  • F. Ask the auditor in training to consult the auditee before raising a nonconformity
  • G. Ask top management if they have considered an alternative way of working more safely with broken glass.
  • H. Stop the process immediately due to the danger of broken glass to the employees identified by the auditor in training.
Answer: A,B,C,G

NEW QUESTION # 16
Select two options that are corrections.
  • A. Adding a missing signature to a corrective action record.
  • B. Changing the name of a tutor that did not deliver a course to the name of the tutor that did.
  • C. Changing a process to reduce its inherent risk.
  • D. Reviewing workers training records.
  • E. Using OHSMS induction training to address an identified lack OHSMS awareness among winkers.
  • F. Updating the emergency preparedness plan as a result of carrying out a practical test.
Answer: A,B
Explanation:
Comprehensive Detailed Explanation along with All ISO 45001 Audit Reference Corrections address immediate issues, such as errors or omissions, without addressing root causes. Clause 10.2 of ISO 45001:2018 allows for corrections alongside corrective actions.
Analysis of Options:
A . Adding a missing signature to a corrective action record:
Correct. This is a correction addressing an administrative oversight.
B . Changing a process to reduce its inherent risk:
Incorrect. This is a corrective action aimed at addressing root causes, not a correction.
C . Changing the name of a tutor that did not deliver a course to the name of the tutor that did:
Correct. This corrects an error in records without addressing systemic issues.
D . Reviewing workers' training records:
Incorrect. This is part of ongoing monitoring or auditing, not a correction.
E . Updating the emergency preparedness plan as a result of carrying out a practical test:
Incorrect. This is a corrective action resulting from performance evaluation, not a correction.
F . Using OHSMS induction training to address an identified lack of OHSMS awareness among workers:
Incorrect. This is a preventive or corrective action, not a correction.
ISO Reference:
Clause 10.2: Nonconformity and corrective action.
Clause 7.5: Control of documented information

NEW QUESTION # 17
You have been assigned by the audit team leader to evaluate the process of complying with application legislation.
Which three of the following statements about the evaluation of compliance are true?
  • A. The organisation cannot outsource its process for evaluating compliance.
  • B. 'Other requirements' include requirements that the organisation has chosen to comply with.
  • C. A management review is required in all instances where one or more legal requirements are not being met.
  • D. The organisation is required to establish a process for evaluating compliance
  • E. If the organisation is falling to address a legal requirement relating to another discipline e.g.
    Environmental management, this cannot be raised In the audit.
  • F. The organization must evaluate its compliance status at least once a year
  • G. Every member of an audit team must have a detailed understanding of the legal requirements for the sector and type of organisation they are auditing.
  • H. The organisation is required to evaluate its compliance status with OH&S legal and other requirements
Answer: B,D,H
Explanation:
Comprehensive Detailed Explanation along with All ISO 45001 Audit References Clause 9.1.2 of ISO 45001:2018 outlines the need for organizations to evaluate compliance with applicable legal and other requirements as part of their OH&S management system.
Analysis of Options:
* A. The organization must evaluate its compliance status at least once a year:The standard does not prescribe a specific frequency but states that evaluations must be conducted at planned intervals.
* B. 'Other requirements' include requirements that the organization has chosen to comply with:
Correct. Other requirements may include voluntary standards, industry codes, or contractual obligations.
* C. A management review is required in all instances where one or more legal requirements are not being met:This is not true. Management reviews address compliance but are not mandated for every noncompliance.
* D. Every member of an audit team must have a detailed understanding of the legal requirements for the sector and type of organization they are auditing:Not true. Auditors must have general competency but can rely on subject-matter experts for legal specifics.
* E. If the organization is failing to address a legal requirement relating to another discipline (e.g., Environmental management), this cannot be raised in the audit:Not true. If the legal noncompliance impacts OH&S, it can be raised.
* F. The organization cannot outsource its process for evaluating compliance:The organization can outsource evaluation but retains accountability.
* G. The organization is required to establish a process for evaluating compliance:Correct. Clause
9.1.2 requires a process for compliance evaluation.
* H. The organization is required to evaluate its compliance status with OH&S legal and other requirements:Correct. Clause 9.1.2 explicitly states this requirement.
ISO References:
* Clause 9.1.2: Evaluation of compliance.
* Clause 7.5: Documented information requirements

NEW QUESTION # 18
Which of the following standards talk about the Environment Management System? Select all the correct options, and then select Submit.
  • A. ISO 14501
  • B. Integrated Management system
  • C. ISO 45001
  • D. ISO 14001
Answer: B,D
Explanation:
Analysis of Options:
* A. Integrated Management System:Correct. An Integrated Management System (IMS) combines multiple standards like ISO 45001, ISO 14001, and ISO 9001, addressing environment management as part of the integration.
* B. ISO 14501:Incorrect. ISO 14501 pertains to milk and milk products, not environmental management.
* C. ISO 45001:Incorrect. ISO 45001 focuses on Occupational Health and Safety, not environmental management.
* D. ISO 14001:Correct. ISO 14001 is the primary standard for Environmental Management Systems.
ISO References:
* ISO 14001: Environment Management Systems.
* Integrated Management Systems: Combines standards like ISO 14001 and ISO 45001.

NEW QUESTION # 19
......
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